Tag: GQC

SEC Charges Advisory Firm GQG Partners With Violating Whistleblower Protection Rule!

SEC tamir - September 29, 2024

The U.S. regulator SEC sees itself as an advocate for whistleblowers and takes radical action against companies that whistleblowers want to prevent or hinder. Even agreements that contain carve-out language allowing people to report to the SEC voluntarily can be violative if restrictive language in a separate provision impedes voluntary reporting, the SEC argues in the GQC Partners case.

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