The U.S. SEC has awarded over $98 million to two whistleblowers for their critical contributions to enforcement actions. The two whistleblowers' information and assistance led to an SEC enforcement action and an action brought by another agency. The first whistleblower’s tip prompted the opening of the investigations, and thereafter provided critical additional information and ongoing assistance.

The U.S. Securities and Exchange Commission (SEC) has announced a significant award of more than $37 million to a whistleblower whose efforts were instrumental in a successful enforcement action. The whistleblower initially reported the misconduct internally, prompting their employer to launch an investigation and eventually self-report the findings to the SEC. This self-reporting led the SEC to open its own investigation.

The U.S. Securities and Exchange Commission (SEC) has announced a substantial award of over $37 million to a whistleblower whose information significantly contributed to a successful enforcement action. The whistleblower's insights were previously unknown to the SEC and played a crucial role in uncovering the case. The whistleblower collaborated with the SEC's Enforcement staff, identifying potential witnesses and documents, which helped conserve agency resources.